Rachel Ann Lockwood
Chief Compliance OfficerHoward Bailey Securities, LLCCRD 8240562
About Rachel Ann Lockwood
Rachel Ann Lockwood is listed as Chief Compliance Officer at Howard Bailey Securities, LLC in Fort Wayne, IN. Form ADV reports a beneficial ownership band of Under 5%.
Reported ownership
Owns Under 5% of Howard Bailey Securities, LLC
Ownership band reported on Form ADV Schedule A
Frequently asked questions
Where does Rachel Ann Lockwood work?
Rachel Ann Lockwood is listed as Chief Compliance Officer at Howard Bailey Securities, LLC on SEC Form ADV.
How much of Howard Bailey Securities, LLC does Rachel Ann Lockwood own?
Form ADV reports a beneficial ownership band of Under 5%.
Howard Bailey Securities, LLC
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2026 |