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Independent Wealth Management LLC

● SEC registered since 2026CRD 146633SEC# 801-135737Kenosha, WI
Export (members)
Reg. AUM
$107.1M
Employees
3
Accounts
510
Location
Kenosha, WI

Independent Wealth Management LLC assets under management

Independent Wealth Management LLC is an investment advisory firm registered with the SEC based in Kenosha, WI. The firm has been registered since 2026. It reports $107.1 million in regulatory assets under management and employs 3 people.

Independent Wealth Management LLC owners & executives

1 reported
NameTitleOwnershipSince
David Paul Jordan ControlManaging Member & Chief Compliance OfficerOver 75%2008

Frequently asked questions

How much does Independent Wealth Management LLC manage?

Independent Wealth Management LLC reports $107.1 million in regulatory assets under management on its Form ADV.

How many employees does Independent Wealth Management LLC have?

Independent Wealth Management LLC reports 3 employees.

Where is Independent Wealth Management LLC located?

Independent Wealth Management LLC is based in Kenosha, WI and has been SEC-registered since 2026.

Does Independent Wealth Management LLC disclose fund performance?

Independent Wealth Management LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address6123 Green Bay Rd, Suite 200, Kenosha, WI 53142
Phone262-656-1141
Office hours9a.m. - 5p.m.
SEC regionChicago Regional Office (CHRO)
Discloses disciplinary historyNo

Regulatory AUM

$107.1MNo change
Mar '26 — $107.1MApr '26 — $107.1MMay '26 — $107.1MJun '26 — $107.1M
Mar '26Form ADV, monthlyJun '26

How this firm compares

Regulatory AUMTop 92%
Larger than 8% of 16,271 advisers
EmployeesTop 77%
More than 23% of 16,825 advisers

Assets under management

$107.1Mregulatory AUM
Discretionary $107MNon-discretionary $65K