Independent Wealth Management, LLC
● SEC registered since 2021CRD 124242SEC# 801-120528Traverse City, MI
Reg. AUM
$203M
Employees
3
Accounts
510
Location
Traverse City, MI
Independent Wealth Management, LLC assets under management
Independent Wealth Management, LLC operates as an SEC-registered investment adviser based in Traverse City, MI. The firm has been registered since 2021. It reports $203 million in regulatory assets under management and employs 3 people.
Independent Wealth Management, LLC owners & executives
3 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Jay Brant Berger Control | Member | 25-50% | 2010 |
| Scott C Hackney Control | Member, Chief Compliance Officer | 25-50% | 2009 |
| Stephen Michael Fisher Control | Managing Member | 25-50% | 1998 |
Frequently asked questions
How much does Independent Wealth Management, LLC manage?
Independent Wealth Management, LLC reports $203 million in regulatory assets under management on its Form ADV.
How many employees does Independent Wealth Management, LLC have?
Independent Wealth Management, LLC reports 3 employees.
Where is Independent Wealth Management, LLC located?
Independent Wealth Management, LLC is based in Traverse City, MI and has been SEC-registered since 2021.
Does Independent Wealth Management, LLC disclose fund performance?
Independent Wealth Management, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 236 1/2 E. Front St, Traverse City, MI 49684 |
| Phone | 231-929-1086 |
| Fax | 231-346-5959 |
| Office hours | 8:30 a.m. To 5:00 p.m. |
| SEC region | Chicago Regional Office (CHRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$203M▲ 16%
Jan '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 74%
Larger than 26% of 16,271 advisers
EmployeesTop 77%
More than 23% of 16,825 advisers
Assets under management
$203Mregulatory AUM
Discretionary $183.7MNon-discretionary $19.3M