Investment Professionals, LLC
● SEC registered since 2019CRD 282495SEC# 801-117105Waunakee, WI
Reg. AUM
$311M
Employees
4
Accounts
137
Location
Waunakee, WI
Investment Professionals, LLC assets under management
Investment Professionals, LLC is a registered investment adviser overseen by the SEC based in Waunakee, WI. The firm has been registered since 2019. It reports $311 million in regulatory assets under management and employs 4 people.
Investment Professionals, LLC owners & executives
1 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Jason Donald Marty Control | President/Chief Compliance Officer | Over 75% | 2010 |
Frequently asked questions
How much does Investment Professionals, LLC manage?
Investment Professionals, LLC reports $311 million in regulatory assets under management on its Form ADV.
How many employees does Investment Professionals, LLC have?
Investment Professionals, LLC reports 4 employees.
Where is Investment Professionals, LLC located?
Investment Professionals, LLC is based in Waunakee, WI and has been SEC-registered since 2019.
Does Investment Professionals, LLC disclose fund performance?
Investment Professionals, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 114 E. Main St., Suite 213, Waunakee, WI 53597 |
| Phone | (608) 334-9367 |
| Fax | (608) 237-2586 |
| Office hours | 9:00 a.m. - 6:00 p.m. |
| SEC region | Chicago Regional Office (CHRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$311MNo change
Feb '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 61%
Larger than 39% of 16,271 advisers
EmployeesTop 69%
More than 31% of 16,825 advisers
Assets under management
$311Mregulatory AUM
Discretionary $288MNon-discretionary $23M