Ketron Financial LLC
● SEC registered since 2024CRD 330807SEC# 801-130222Novato, CA
Reg. AUM
$384M
Employees
5
Accounts
733
Location
Novato, CA
Ketron Financial LLC assets under management
Ketron Financial LLC is a registered investment adviser overseen by the SEC based in Novato, CA. The firm has been registered since 2024. It reports $384 million in regulatory assets under management and employs 5 people.
Ketron Financial LLC owners & executives
2 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Courtenay A. Wise Control | Managing Member & Chief Compliance Officer | Over 75% | 2024 |
| Ruth E. Aguirre Control | Member | 10-25% | 2019 |
Frequently asked questions
How much does Ketron Financial LLC manage?
Ketron Financial LLC reports $384 million in regulatory assets under management on its Form ADV.
How many employees does Ketron Financial LLC have?
Ketron Financial LLC reports 5 employees.
Where is Ketron Financial LLC located?
Ketron Financial LLC is based in Novato, CA and has been SEC-registered since 2024.
Does Ketron Financial LLC disclose fund performance?
Ketron Financial LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 1500 Grant Ave Ste 238, Novato, CA 94945 |
| Phone | 415-892-0928 |
| Fax | 415-898-2441 |
| Office hours | 11:00a.m. - 3:00p.m. |
| SEC region | San Francisco Regional Office (SFRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$384M▲ 28%
Jan '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 55%
Larger than 45% of 16,271 advisers
EmployeesTop 62%
More than 38% of 16,825 advisers
Assets under management
$384Mregulatory AUM
Discretionary $384M