Courtenay A. Wise
Managing Member & Chief Compliance OfficerKetron Financial LLCCRD 6556497
About Courtenay A. Wise
Courtenay A. Wise is listed as Managing Member & Chief Compliance Officer at Ketron Financial LLC in Novato, CA. Form ADV reports a beneficial ownership band of Over 75%.
Reported ownership
Owns Over 75% of Ketron Financial LLC
Ownership band reported on Form ADV Schedule A
Frequently asked questions
Where does Courtenay A. Wise work?
Courtenay A. Wise is listed as Managing Member & Chief Compliance Officer at Ketron Financial LLC on SEC Form ADV.
How much of Ketron Financial LLC does Courtenay A. Wise own?
Form ADV reports a beneficial ownership band of Over 75%.
Ketron Financial LLC
| Title | Managing Member & Chief Compliance Officer |
| Ownership | Over 75% |
| Control person | Yes |
| Since | 2024 |