Kom Wealth Management Group, LLC
● SEC registered since 2007CRD 142682SEC# 801-67464Appleton, WI
Reg. AUM
$407.8M
Employees
7
Accounts
2,126
Location
Appleton, WI
Kom Wealth Management Group, LLC assets under management
Kom Wealth Management Group, LLC operates as an SEC-registered investment adviser based in Appleton, WI. The firm has been registered since 2007. It reports $407.8 million in regulatory assets under management and employs 7 people.
Kom Wealth Management Group, LLC owners & executives
4 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| James Mike McGlone Control | Senior Partner / Managing Member / Chief Compliance Officer | 50-75% | 2007 |
| Kaley Marie Klepps | Partner | 5-10% | 2024 |
| Kenneth John McGlone Control | Partner | 25-50% | 2024 |
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Join to unlock · $37/moFrequently asked questions
How much does Kom Wealth Management Group, LLC manage?
Kom Wealth Management Group, LLC reports $407.8 million in regulatory assets under management on its Form ADV.
How many employees does Kom Wealth Management Group, LLC have?
Kom Wealth Management Group, LLC reports 7 employees.
Where is Kom Wealth Management Group, LLC located?
Kom Wealth Management Group, LLC is based in Appleton, WI and has been SEC-registered since 2007.
Does Kom Wealth Management Group, LLC disclose fund performance?
Kom Wealth Management Group, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 3601 E. Evergreen Drive, Suite 100, Appleton, WI 54913 |
| Phone | 920-733-3865 |
| Fax | 920-733-3882 |
| Office hours | 8:30a.m. - 4:30p.m. |
| SEC region | Chicago Regional Office (CHRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$407.8M▲ 6%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 53%
Larger than 47% of 16,271 advisers
EmployeesTop 51%
More than 49% of 16,825 advisers
Assets under management
$407.8Mregulatory AUM
Discretionary $405.4MNon-discretionary $2.4M