Lakeshore Financial Planning Inc.
● SEC registered since 2018CRD 299129SEC# 801-114302Saint Clair Shores, MI
Reg. AUM
$469.3M
Employees
5
Accounts
1,351
Location
Saint Clair Shores, MI
Lakeshore Financial Planning Inc. assets under management
Lakeshore Financial Planning Inc. is an investment advisory firm registered with the SEC based in Saint Clair Shores, MI. The firm has been registered since 2018. It reports $469.3 million in regulatory assets under management and employs 5 people.
Lakeshore Financial Planning Inc. owners & executives
3 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Jeffrey Francis Brayton Control | President | Over 75% | 2018 |
| Mark Edward Romin Control | Vice President | 10-25% | 2018 |
| Sarah Rangstrom Control | Chief Compliance Officer | Under 5% | 2025 |
Frequently asked questions
How much does Lakeshore Financial Planning Inc. manage?
Lakeshore Financial Planning Inc. reports $469.3 million in regulatory assets under management on its Form ADV.
How many employees does Lakeshore Financial Planning Inc. have?
Lakeshore Financial Planning Inc. reports 5 employees.
Where is Lakeshore Financial Planning Inc. located?
Lakeshore Financial Planning Inc. is based in Saint Clair Shores, MI and has been SEC-registered since 2018.
Does Lakeshore Financial Planning Inc. disclose fund performance?
Lakeshore Financial Planning Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 23201 Jefferson Ave, Saint Clair Shores, MI 48080 |
| Phone | 586-498-0788 |
| Fax | 586-498-7580 |
| Office hours | 8:00 a.m. To 5:00 p.m. |
| SEC region | Chicago Regional Office (CHRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$469.3M▲ 16%
Feb '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 50%
Larger than 50% of 16,271 advisers
EmployeesTop 62%
More than 38% of 16,825 advisers
Assets under management
$469.3Mregulatory AUM
Discretionary $469.3M