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Laurel Wealth Advisors, LLC

● SEC registered since 2008CRD 118469SEC# 801-69151Charlotte, NC
Export (members)
Reg. AUM
$1.11B
Employees
9
Accounts
1,429
Location
Charlotte, NC

Laurel Wealth Advisors, LLC assets under management

Laurel Wealth Advisors, LLC is an investment advisory firm registered with the SEC based in Charlotte, NC. The firm has been registered since 2008. It reports $1.1 billion in regulatory assets under management and employs 9 people.

Laurel Wealth Advisors, LLC owners & executives

7 reported
NameTitleOwnershipSince
David William McNeish ControlManaging Member10-25%1999
Dustin Marshall WaideMemberUnder 5%2015
Jennifer Lynn JonesMemberUnder 5%2015
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Frequently asked questions

How much does Laurel Wealth Advisors, LLC manage?

Laurel Wealth Advisors, LLC reports $1.1 billion in regulatory assets under management on its Form ADV.

How many employees does Laurel Wealth Advisors, LLC have?

Laurel Wealth Advisors, LLC reports 9 employees.

Where is Laurel Wealth Advisors, LLC located?

Laurel Wealth Advisors, LLC is based in Charlotte, NC and has been SEC-registered since 2008.

Does Laurel Wealth Advisors, LLC disclose fund performance?

Laurel Wealth Advisors, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address1355 Greenwood Cliff, Ste. 301, Charlotte, NC 28204
Phone704-927-4379
Fax(704) 705-1558
Office hours8:30a.m. - 5:00p.m.
SEC regionAtlanta Regional Office (ARO)
CIK1757128
Discloses disciplinary historyNo

Regulatory AUM

$1.11B▲ 29%
Feb '25 — $860.4MMar '25 — $972.7MApr '25 — $972.7MMay '25 — $972.7MJun '25 — $972.7MJul '25 — $972.7MAug '25 — $972.7MSep '25 — $972.7MOct '25 — $972.7MNov '25 — $972.7MDec '25 — $972.7MJan '26 — $972.7MFeb '26 — $972.7MMar '26 — $1.11BApr '26 — $1.11BMay '26 — $1.11BJun '26 — $1.11B
Feb '25Form ADV, monthlyJun '26

How this firm compares

Regulatory AUMTop 31%
Larger than 69% of 16,271 advisers
EmployeesTop 43%
More than 57% of 16,825 advisers

Assets under management

$1.11Bregulatory AUM
Discretionary $1.09BNon-discretionary $13.9M