Nancy Johnson Jones
Chief Compliance OfficerLaurel Wealth Advisors, LLCCRD 2026139
About Nancy Johnson Jones
Nancy Johnson Jones is listed as Chief Compliance Officer at Laurel Wealth Advisors, LLC in Charlotte, NC. Form ADV reports a beneficial ownership band of Under 5%. Nancy Johnson Jones is associated with 2 registered advisers.
Reported ownership
Owns Under 5% of Laurel Wealth Advisors, LLC
Ownership band reported on Form ADV Schedule A
Frequently asked questions
Where does Nancy Johnson Jones work?
Nancy Johnson Jones is listed as Chief Compliance Officer at Laurel Wealth Advisors, LLC on SEC Form ADV.
How much of Laurel Wealth Advisors, LLC does Nancy Johnson Jones own?
Form ADV reports a beneficial ownership band of Under 5%.
Laurel Wealth Advisors, LLC
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | No |
| Since | 2025 |
National Wealth Management Group, LLC
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2025 |