Legacy Financial Services Group, Inc.
● SEC registered since 2026CRD 140514SEC# 801-136525Traverse City, MI
Reg. AUM
$122.8M
Employees
2
Accounts
357
Location
Traverse City, MI
Legacy Financial Services Group, Inc. assets under management
Legacy Financial Services Group, Inc. operates as an SEC-registered investment adviser based in Traverse City, MI. The firm has been registered since 2026. It reports $122.8 million in regulatory assets under management and employs 2 people.
Legacy Financial Services Group, Inc. owners & executives
2 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Carolyn Marie Weeks Control | Chief Compliance Officer | Under 5% | 2007 |
| Derek Edward Weeks Control | President | Over 75% | 2006 |
Frequently asked questions
How much does Legacy Financial Services Group, Inc. manage?
Legacy Financial Services Group, Inc. reports $122.8 million in regulatory assets under management on its Form ADV.
How many employees does Legacy Financial Services Group, Inc. have?
Legacy Financial Services Group, Inc. reports 2 employees.
Where is Legacy Financial Services Group, Inc. located?
Legacy Financial Services Group, Inc. is based in Traverse City, MI and has been SEC-registered since 2026.
Does Legacy Financial Services Group, Inc. disclose fund performance?
Legacy Financial Services Group, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 10691 East Carter Road, Suite 101, Traverse City, MI 49684 |
| Phone | 231-933-0631 |
| Fax | 231-933-0838 |
| Office hours | 8:00 - 4:00 (Et) |
| SEC region | Chicago Regional Office (CHRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$122.8MNo change
May '26Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 89%
Larger than 11% of 16,271 advisers
EmployeesTop 86%
More than 14% of 16,825 advisers
Assets under management
$122.8Mregulatory AUM
Discretionary $122.8M