Leo Wealth Management, LLC
● SEC registered since 2025CRD 337537SEC# 801-134141Staten Island, NY
Reg. AUM
$33M
Employees
1
Accounts
135
Location
Staten Island, NY
Leo Wealth Management, LLC assets under management
Leo Wealth Management, LLC is an investment advisory firm registered with the SEC based in Staten Island, NY. The firm has been registered since 2025. It reports $33 million in regulatory assets under management and employs 1 people.
Leo Wealth Management, LLC owners & executives
1 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| James C. Leo Control | Managing Member & Chief Compliance Officer | Over 75% | 2025 |
Frequently asked questions
How much does Leo Wealth Management, LLC manage?
Leo Wealth Management, LLC reports $33 million in regulatory assets under management on its Form ADV.
How many employees does Leo Wealth Management, LLC have?
Leo Wealth Management, LLC reports 1 employees.
Where is Leo Wealth Management, LLC located?
Leo Wealth Management, LLC is based in Staten Island, NY and has been SEC-registered since 2025.
Does Leo Wealth Management, LLC disclose fund performance?
Leo Wealth Management, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 1110 South Avenue, Executive Suites, Staten Island, NY 10314 |
| Phone | 201-951-6828 |
| Office hours | 9:00 To 5:00 (Et) |
| SEC region | New York Regional Office (NYRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$33MNo change
Mar '26Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 97%
Larger than 3% of 16,271 advisers
EmployeesTop 94%
More than 6% of 16,825 advisers
Assets under management
$33Mregulatory AUM
Discretionary $33M