James C. Leo
Managing Member & Chief Compliance OfficerLeo Wealth Management, LLCCRD 1911418
About James C. Leo
James C. Leo is listed as Managing Member & Chief Compliance Officer at Leo Wealth Management, LLC in Staten Island, NY. Form ADV reports a beneficial ownership band of Over 75%.
Reported ownership
Owns Over 75% of Leo Wealth Management, LLC
Ownership band reported on Form ADV Schedule A
Frequently asked questions
Where does James C. Leo work?
James C. Leo is listed as Managing Member & Chief Compliance Officer at Leo Wealth Management, LLC on SEC Form ADV.
How much of Leo Wealth Management, LLC does James C. Leo own?
Form ADV reports a beneficial ownership band of Over 75%.
Leo Wealth Management, LLC
| Title | Managing Member & Chief Compliance Officer |
| Ownership | Over 75% |
| Control person | Yes |
| Since | 2025 |