Leverty Financial Group, LLC
● SEC registered since 2020CRD 310258SEC# 801-119342Hudson, WI
Reg. AUM
$676.8M
Employees
8
Accounts
2,365
Location
Hudson, WI
Leverty Financial Group, LLC assets under management
Leverty Financial Group, LLC operates as an SEC-registered investment adviser based in Hudson, WI. The firm has been registered since 2020. It reports $676.8 million in regulatory assets under management and employs 8 people.
Leverty Financial Group, LLC owners & executives
3 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Holly Kathleen Pizzi | Chief Compliance Officer | Under 5% | 2024 |
| Joshua Quentin Hawkins Control | Chief Operating Officer | 10-25% | 2023 |
| Michael Thomas Leverty Control | Chief Executive Officer/Managing Member | Over 75% | 2020 |
Frequently asked questions
How much does Leverty Financial Group, LLC manage?
Leverty Financial Group, LLC reports $676.8 million in regulatory assets under management on its Form ADV.
How many employees does Leverty Financial Group, LLC have?
Leverty Financial Group, LLC reports 8 employees.
Where is Leverty Financial Group, LLC located?
Leverty Financial Group, LLC is based in Hudson, WI and has been SEC-registered since 2020.
Does Leverty Financial Group, LLC disclose fund performance?
Leverty Financial Group, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 201 2nd Street South, Hudson, WI 54016 |
| Phone | 715-377-2080 |
| Office hours | 8:00 a.m. - 5:00 p.m. |
| SEC region | Chicago Regional Office (CHRO) |
| CIK | 1908386 |
| Discloses disciplinary history | No |
Regulatory AUM
$676.8M▲ 19%
Feb '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 41%
Larger than 59% of 16,271 advisers
EmployeesTop 47%
More than 53% of 16,825 advisers
Assets under management
$676.8Mregulatory AUM
Discretionary $669.9MNon-discretionary $6.9M