Liberty Financial Group, Inc.
● SEC registered since 2022CRD 111272SEC# 801-124940Elm Grove, WI
Reg. AUM
$194.3M
Employees
5
Accounts
766
Location
Elm Grove, WI
Liberty Financial Group, Inc. assets under management
Liberty Financial Group, Inc. is an SEC-registered investment adviser based in Elm Grove, WI. The firm has been registered since 2022. It reports $194.3 million in regulatory assets under management and employs 5 people.
Liberty Financial Group, Inc. owners & executives
1 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Shannon Lesley Nook Control | President/Cco | Over 75% | 2021 |
Frequently asked questions
How much does Liberty Financial Group, Inc. manage?
Liberty Financial Group, Inc. reports $194.3 million in regulatory assets under management on its Form ADV.
How many employees does Liberty Financial Group, Inc. have?
Liberty Financial Group, Inc. reports 5 employees.
Where is Liberty Financial Group, Inc. located?
Liberty Financial Group, Inc. is based in Elm Grove, WI and has been SEC-registered since 2022.
Does Liberty Financial Group, Inc. disclose fund performance?
Liberty Financial Group, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 13150 Watertown Plank Rd, Suite 203, Elm Grove, WI 53122 |
| Phone | 262-785-1377 |
| Fax | 262-785-6655 |
| Office hours | 8:30 a.m. - 5 p.m. |
| SEC region | Chicago Regional Office (CHRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$194.3M▲ 55%
Jan '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 75%
Larger than 25% of 16,271 advisers
EmployeesTop 62%
More than 38% of 16,825 advisers
Assets under management
$194.3Mregulatory AUM
Discretionary $192.9MNon-discretionary $1.4M