Linden Thomas Advisory Services, LLC
● SEC registered since 2017CRD 288557SEC# 801-110683Charlotte, NC
Reg. AUM
$1.77B
Employees
14
Accounts
7,111
Location
Charlotte, NC
Linden Thomas Advisory Services, LLC assets under management
Linden Thomas Advisory Services, LLC is an investment advisory firm registered with the SEC based in Charlotte, NC. The firm has been registered since 2017. It reports $1.8 billion in regulatory assets under management and employs 14 people.
Linden Thomas Advisory Services, LLC owners & executives
4 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| David Leon Smith Control | Chief Compliance Officer | Under 5% | 2025 |
| Linden Thomas Financial Group, LLC Control | Member | Over 75% | 2018 |
| Stephen Linden Thomas Control | Manager | Under 5% | 2017 |
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Join to unlock · $37/moFrequently asked questions
How much does Linden Thomas Advisory Services, LLC manage?
Linden Thomas Advisory Services, LLC reports $1.8 billion in regulatory assets under management on its Form ADV.
How many employees does Linden Thomas Advisory Services, LLC have?
Linden Thomas Advisory Services, LLC reports 14 employees.
Where is Linden Thomas Advisory Services, LLC located?
Linden Thomas Advisory Services, LLC is based in Charlotte, NC and has been SEC-registered since 2017.
Does Linden Thomas Advisory Services, LLC disclose fund performance?
Linden Thomas Advisory Services, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 516 North Tryon Street, Charlotte, NC 28202 |
| Phone | (704) 554-8150 |
| Fax | 704-554-8350 |
| Office hours | 8:00 a.m. - 5:00 p.m. |
| SEC region | Atlanta Regional Office (ARO) |
| Discloses disciplinary history | Yes |
Regulatory AUM
$1.77B▲ 8%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 24%
Larger than 76% of 16,271 advisers
EmployeesTop 32%
More than 68% of 16,825 advisers
Assets under management
$1.77Bregulatory AUM
Discretionary $1.12BNon-discretionary $653.7M