David Leon Smith
Chief Compliance OfficerLinden Thomas Advisory Services, LLCCRD 2246779
About David Leon Smith
David Leon Smith is listed as Chief Compliance Officer at Linden Thomas Advisory Services, LLC in Charlotte, NC. Form ADV reports a beneficial ownership band of Under 5%. David Leon Smith is associated with 2 registered advisers.
Reported ownership
Owns Under 5% of Linden Thomas Advisory Services, LLC
Ownership band reported on Form ADV Schedule A
Frequently asked questions
Where does David Leon Smith work?
David Leon Smith is listed as Chief Compliance Officer at Linden Thomas Advisory Services, LLC on SEC Form ADV.
How much of Linden Thomas Advisory Services, LLC does David Leon Smith own?
Form ADV reports a beneficial ownership band of Under 5%.
Linden Thomas Advisory Services, LLC
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2025 |
Indexperts, LLC
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2025 |