Locker Financial Services, LLC
● SEC registered since 2020CRD 120900SEC# 801-118288Verona, NJ
Reg. AUM
$213.8M
Employees
3
Accounts
391
Location
Verona, NJ
Locker Financial Services, LLC assets under management
Locker Financial Services, LLC is an SEC-registered investment adviser based in Verona, NJ. The firm has been registered since 2020. It reports $213.8 million in regulatory assets under management and employs 3 people.
Locker Financial Services, LLC owners & executives
2 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Andrew Chan Control | Managing Member / Chief Compliance Officer | 50-75% | 2023 |
| Lauren Locker Control | Managing Member | 50-75% | 2000 |
Frequently asked questions
How much does Locker Financial Services, LLC manage?
Locker Financial Services, LLC reports $213.8 million in regulatory assets under management on its Form ADV.
How many employees does Locker Financial Services, LLC have?
Locker Financial Services, LLC reports 3 employees.
Where is Locker Financial Services, LLC located?
Locker Financial Services, LLC is based in Verona, NJ and has been SEC-registered since 2020.
Does Locker Financial Services, LLC disclose fund performance?
Locker Financial Services, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 25 Pompton Avenue, Suite 101, Verona, NJ 07044 |
| Phone | 973-256-2555 |
| Fax | 973-807-1616 |
| Office hours | By Appointment |
| SEC region | New York Regional Office (NYRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$213.8M▲ 18%
Jan '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 73%
Larger than 27% of 16,271 advisers
EmployeesTop 77%
More than 23% of 16,825 advisers
Assets under management
$213.8Mregulatory AUM
Discretionary $213.8M