Andrew Chan
Managing Member / Chief Compliance OfficerLocker Financial Services, LLCCRD 4693414
About Andrew Chan
Andrew Chan is listed as Managing Member / Chief Compliance Officer at Locker Financial Services, LLC in Verona, NJ. Form ADV reports a beneficial ownership band of 50-75%.
Reported ownership
Owns 50-75% of Locker Financial Services, LLC
Ownership band reported on Form ADV Schedule A
Frequently asked questions
Where does Andrew Chan work?
Andrew Chan is listed as Managing Member / Chief Compliance Officer at Locker Financial Services, LLC on SEC Form ADV.
How much of Locker Financial Services, LLC does Andrew Chan own?
Form ADV reports a beneficial ownership band of 50-75%.
Locker Financial Services, LLC
| Title | Managing Member / Chief Compliance Officer |
| Ownership | 50-75% |
| Control person | Yes |
| Since | 2023 |