Lockerman Financial Group, Inc
● SEC registered since 2021CRD 316860SEC# 801-122651Newport Beach, CA
Reg. AUM
$110.1M
Employees
1
Accounts
271
Location
Newport Beach, CA
Lockerman Financial Group, Inc assets under management
Lockerman Financial Group, Inc is an SEC-registered investment adviser based in Newport Beach, CA. The firm has been registered since 2021. It reports $110.1 million in regulatory assets under management and employs 1 people.
Lockerman Financial Group, Inc owners & executives
3 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Lisa L. Lockerman Living Trust Control | Member | Over 75% | 2021 |
| Lisa Lynn Lockerman Control | Chief Compliance Officer | Under 5% | 2021 |
| Lisa Lynn Lockerman Control | Trustee | Over 75% | 2004 |
Frequently asked questions
How much does Lockerman Financial Group, Inc manage?
Lockerman Financial Group, Inc reports $110.1 million in regulatory assets under management on its Form ADV.
How many employees does Lockerman Financial Group, Inc have?
Lockerman Financial Group, Inc reports 1 employees.
Where is Lockerman Financial Group, Inc located?
Lockerman Financial Group, Inc is based in Newport Beach, CA and has been SEC-registered since 2021.
Does Lockerman Financial Group, Inc disclose fund performance?
Lockerman Financial Group, Inc is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 4695 MacArthur Court, Suite 490, Newport Beach, CA 92660 |
| Phone | 949-544-3500 |
| Office hours | 9a.m. - 5p.m. |
| SEC region | Los Angeles Regional Office (LARO) |
| CIK | 1906539 |
| Discloses disciplinary history | No |
Regulatory AUM
$110.1M▼ 18%
Jan '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 91%
Larger than 9% of 16,271 advisers
EmployeesTop 94%
More than 6% of 16,825 advisers
Assets under management
$110.1Mregulatory AUM
Discretionary $110.1M