Lisa Lynn Lockerman
Chief Compliance OfficerLockerman Financial Group, IncCRD 2209271
About Lisa Lynn Lockerman
Lisa Lynn Lockerman is listed as Chief Compliance Officer at Lockerman Financial Group, Inc in Newport Beach, CA. Form ADV reports a beneficial ownership band of Under 5%. Lisa Lynn Lockerman is associated with 2 registered advisers.
Reported ownership
Owns Under 5% of Lockerman Financial Group, Inc
Ownership band reported on Form ADV Schedule A
Frequently asked questions
Where does Lisa Lynn Lockerman work?
Lisa Lynn Lockerman is listed as Chief Compliance Officer at Lockerman Financial Group, Inc on SEC Form ADV.
How much of Lockerman Financial Group, Inc does Lisa Lynn Lockerman own?
Form ADV reports a beneficial ownership band of Under 5%.
Lockerman Financial Group, Inc
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2021 |
Lockerman Financial Group, Inc
| Title | Trustee |
| Ownership | Over 75% |
| Control person | Yes |
| Since | 2004 |