Lpl Financial LLC
● SEC registered since 1975CRD 6413SEC# 801-10970Fort Mill, SC
Reg. AUM
$819.12B
Employees
41,879
Accounts
2,850,994
Location
Fort Mill, SC
Lpl Financial LLC assets under management
Lpl Financial LLC is an investment advisory firm registered with the SEC based in Fort Mill, SC. The firm has been registered since 1975. It reports $819.1 billion in regulatory assets under management and employs 41,879 people.
Lpl Financial LLC owners & executives
12 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Aneri Jambusaria Control | Managing Director Lpl Services Group | Under 5% | 2022 |
| Brent Blain Simonich Control | Executive Vice President, Chief Risk Officer | Under 5% | 2022 |
| Gregory Gates Control | Managing Director, Chief Information Officer | Under 5% | 2021 |
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Join to unlock · $37/moFrequently asked questions
How much does Lpl Financial LLC manage?
Lpl Financial LLC reports $819.1 billion in regulatory assets under management on its Form ADV.
How many employees does Lpl Financial LLC have?
Lpl Financial LLC reports 41,879 employees.
Where is Lpl Financial LLC located?
Lpl Financial LLC is based in Fort Mill, SC and has been SEC-registered since 1975.
Does Lpl Financial LLC disclose fund performance?
Lpl Financial LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 1055 Lpl Way, Fort Mill, SC 29715 |
| Phone | 704-733-3300 |
| Office hours | 8:30a.m. - 6:00p.m. |
| SEC region | Atlanta Regional Office (ARO) |
| CIK | 1007444 |
| Discloses disciplinary history | Yes |
Regulatory AUM
$819.12B▲ 77%
Jan '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 1%
Larger than 99% of 16,271 advisers
EmployeesTop 1%
More than 99% of 16,825 advisers
Assets under management
$819.12Bregulatory AUM
Discretionary $818.32BNon-discretionary $797.9M