James McHale
Executive Vice President, Chief Compliance OfficerLpl Financial LLCCRD 6052977
About James McHale
James McHale is listed as Executive Vice President, Chief Compliance Officer at Lpl Financial LLC in Fort Mill, SC. Form ADV reports a beneficial ownership band of Under 5%.
Reported ownership
Owns Under 5% of Lpl Financial LLC
Ownership band reported on Form ADV Schedule A
Frequently asked questions
Where does James McHale work?
James McHale is listed as Executive Vice President, Chief Compliance Officer at Lpl Financial LLC on SEC Form ADV.
How much of Lpl Financial LLC does James McHale own?
Form ADV reports a beneficial ownership band of Under 5%.
Lpl Financial LLC
| Title | Executive Vice President, Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2023 |