McCarthy Asset Management, Inc.
● SEC registered since 2002CRD 118285SEC# 801-60897Redwood Shores, CA
Reg. AUM
$422.4M
Employees
4
Accounts
832
Location
Redwood Shores, CA
McCarthy Asset Management, Inc. assets under management
McCarthy Asset Management, Inc. is an investment advisory firm registered with the SEC based in Redwood Shores, CA. The firm has been registered since 2002. It reports $422.4 million in regulatory assets under management and employs 4 people.
McCarthy Asset Management, Inc. owners & executives
1 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Stephen Peter McCarthy Control | President/Chief Compliance Officer | Over 75% | 2004 |
Frequently asked questions
How much does McCarthy Asset Management, Inc. manage?
McCarthy Asset Management, Inc. reports $422.4 million in regulatory assets under management on its Form ADV.
How many employees does McCarthy Asset Management, Inc. have?
McCarthy Asset Management, Inc. reports 4 employees.
Where is McCarthy Asset Management, Inc. located?
McCarthy Asset Management, Inc. is based in Redwood Shores, CA and has been SEC-registered since 2002.
Does McCarthy Asset Management, Inc. disclose fund performance?
McCarthy Asset Management, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 3 Lagoon Drive, Suite 155, Redwood Shores, CA 94065 |
| Phone | (650) 610-9540 |
| Office hours | 9:00 a.m. - 5:00 p.m. |
| SEC region | San Francisco Regional Office (SFRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$422.4M▲ 12%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 52%
Larger than 48% of 16,271 advisers
EmployeesTop 69%
More than 31% of 16,825 advisers
Assets under management
$422.4Mregulatory AUM
Discretionary $422.4M