Stephen Peter McCarthy
President/Chief Compliance OfficerMcCarthy Asset Management, Inc.CRD 1542963
About Stephen Peter McCarthy
Stephen Peter McCarthy is listed as President/Chief Compliance Officer at McCarthy Asset Management, Inc. in Redwood Shores, CA. Form ADV reports a beneficial ownership band of Over 75%.
Reported ownership
Owns Over 75% of McCarthy Asset Management, Inc.
Ownership band reported on Form ADV Schedule A
Frequently asked questions
Where does Stephen Peter McCarthy work?
Stephen Peter McCarthy is listed as President/Chief Compliance Officer at McCarthy Asset Management, Inc. on SEC Form ADV.
How much of McCarthy Asset Management, Inc. does Stephen Peter McCarthy own?
Form ADV reports a beneficial ownership band of Over 75%.
McCarthy Asset Management, Inc.
| Title | President/Chief Compliance Officer |
| Ownership | Over 75% |
| Control person | Yes |
| Since | 2004 |