Moors & Cabot, Inc.
● SEC registered since 1995CRD 594SEC# 801-48726Boston, MA
Reg. AUM
$3.44B
Employees
121
Accounts
5,074
Location
Boston, MA
Moors & Cabot, Inc. assets under management
Moors & Cabot, Inc. operates as an SEC-registered investment adviser based in Boston, MA. The firm has been registered since 1995. It reports $3.4 billion in regulatory assets under management and employs 121 people.
Moors & Cabot, Inc. owners & executives
11 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Daniel Michael Joyce Control | Director | Under 5% | 2006 |
| Eighteen Ninety Partners, LLC Control | Shareholder | Over 75% | 2022 |
| Joseph Philip Cuetara | Svp Fixed Income/Municipal Principal | Under 5% | 2010 |
See all 11 owners & executives — unlock the full record.
Join to unlock · $37/moFrequently asked questions
How much does Moors & Cabot, Inc. manage?
Moors & Cabot, Inc. reports $3.4 billion in regulatory assets under management on its Form ADV.
How many employees does Moors & Cabot, Inc. have?
Moors & Cabot, Inc. reports 121 employees.
Where is Moors & Cabot, Inc. located?
Moors & Cabot, Inc. is based in Boston, MA and has been SEC-registered since 1995.
Does Moors & Cabot, Inc. disclose fund performance?
Moors & Cabot, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | One Federal Street, 19th Floor, Boston, MA 02110 |
| Phone | 800-426-0501 |
| Fax | 617-904-1889 |
| Office hours | 8:30 a.m. - 4:30 p.m. |
| SEC region | Boston Regional Office (BRO) |
| CIK | 1607239 |
| Discloses disciplinary history | Yes |
Regulatory AUM
$3.44BNo change
Sep '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 16%
Larger than 84% of 16,271 advisers
EmployeesTop 6%
More than 94% of 16,825 advisers
Assets under management
$3.44Bregulatory AUM
Discretionary $3.21BNon-discretionary $230.6M