Moors & Cabot, Inc.
● SEC registered since 1995CRD 594SEC# 801-48726Boston, MA
Reg. AUM
$4.03B
Employees
121
Accounts
5,596
Location
Boston, MA
Moors & Cabot, Inc. assets under management
Moors & Cabot, Inc. operates as an SEC-registered investment adviser based in Boston, MA. The firm has been registered since 1995. It reports $4 billion in regulatory assets under management and employs 121 people.
Moors & Cabot, Inc. owners & executives
10 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Eighteen Ninety Partners, LLC Control | Shareholder | Over 75% | 2022 |
| Joseph Philip Cuetara | Svp Fixed Income/Municipal Principal | Under 5% | 2010 |
| Katherine Rose Kelliher Control | Svp & Chief Compliance Officer | Under 5% | 2024 |
| Mark David Garrett Control | Director/Co-Chairman/Trustee | Under 5% | 2008 |
| Michael Charles Braun Control | Evp/Coo/Director | Under 5% | 2008 |
| Michael Christopher Hildreth Control | Evp/Cfo/Finop/President/Ceo/Director | Under 5% | 2010 |
| Gemini Enterprises, LLP Control | Owner | 25-50% | 2022 |
| Howard Hauser Control | Owner | Over 75% | 2006 |
| Mark David Garrett | Trustee | 25-50% | 2012 |
| Mark David Garrett and Alison Morey Garrett Revocable Living Trust, Mark David Garrett Trustee Control | Owner | 25-50% | 2022 |
Frequently asked questions
How much does Moors & Cabot, Inc. manage?
Moors & Cabot, Inc. reports $4 billion in regulatory assets under management on its Form ADV.
How many employees does Moors & Cabot, Inc. have?
Moors & Cabot, Inc. reports 121 employees.
Where is Moors & Cabot, Inc. located?
Moors & Cabot, Inc. is based in Boston, MA and has been SEC-registered since 1995.
Does Moors & Cabot, Inc. disclose fund performance?
Moors & Cabot, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | One Federal Street, 19th Floor, Boston, MA 02110 |
| Phone | 800-426-0501 |
| Fax | 617-904-1889 |
| Office hours | 8:30 a.m. - 4:30 p.m. |
| SEC region | Boston Regional Office (BRO) |
| CIK | 1607239 |
| Discloses disciplinary history | Yes |
Regulatory AUM
$4.03B▲ 17%
Sep '25Form ADV, monthlySep '26
How this firm compares
Regulatory AUMTop 15%
Larger than 85% of 16,369 advisers
EmployeesTop 6%
More than 94% of 16,804 advisers
Assets under management
$4.03Bregulatory AUM
Discretionary $3.78BNon-discretionary $250.1M