Katherine Rose Kelliher
Svp & Chief Compliance OfficerMoors & Cabot, Inc.CRD 4146307
About Katherine Rose Kelliher
Katherine Rose Kelliher is listed as Svp & Chief Compliance Officer at Moors & Cabot, Inc. in Boston, MA. Form ADV reports a beneficial ownership band of Under 5%. Katherine Rose Kelliher is associated with 2 registered advisers.
Reported ownership
Owns Under 5% of Moors & Cabot, Inc.
Ownership band reported on Form ADV Schedule A
Frequently asked questions
Where does Katherine Rose Kelliher work?
Katherine Rose Kelliher is listed as Svp & Chief Compliance Officer at Moors & Cabot, Inc. on SEC Form ADV.
How much of Moors & Cabot, Inc. does Katherine Rose Kelliher own?
Form ADV reports a beneficial ownership band of Under 5%.
Moors & Cabot, Inc.
| Title | Svp & Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2024 |
Eagleclaw Capital Management LLC
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2018 |