Mystic Asset Management, Inc.
● SEC registered since 2014CRD 170361SEC# 801-79418Warwick, RI
Reg. AUM
$614.6M
Employees
3
Accounts
371
Location
Warwick, RI
About Mystic Asset Management
Mystic Asset Management is a federally registered investment adviser offering education and guidance on insurance, investing, retirement, estate planning, and wealth preservation. It takes a proactive approach to personal finance for clients seeking skilled professional support.
Summary based on the firm’s website.
Mystic Asset Management, Inc. assets under management
Mystic Asset Management, Inc. is an investment advisory firm registered with the SEC based in Warwick, RI. The firm has been registered since 2014. It reports $614.6 million in regulatory assets under management and employs 3 people.
Mystic Asset Management, Inc. owners & executives
2 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| David William Allaire Control | Vice President & Cfo | 50-75% | 2002 |
| Sotirios Mike Pappas Control | President, Ceo & Cco | 50-75% | 2002 |
Frequently asked questions
How much does Mystic Asset Management, Inc. manage?
Mystic Asset Management, Inc. reports $614.6 million in regulatory assets under management on its Form ADV.
How many employees does Mystic Asset Management, Inc. have?
Mystic Asset Management, Inc. reports 3 employees.
Where is Mystic Asset Management, Inc. located?
Mystic Asset Management, Inc. is based in Warwick, RI and has been SEC-registered since 2014.
Does Mystic Asset Management, Inc. disclose fund performance?
Mystic Asset Management, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 1287 Post Road, Warwick, RI 02888 |
| Phone | 860-495-3300 |
| Fax | 401-421-1451 |
| Office hours | 9:30 a.m. - 4:00 p.m. |
| SEC region | Boston Regional Office (BRO) |
| CIK | 1912460 |
| Discloses disciplinary history | No |
Regulatory AUM
$614.6M▲ 16%
Mar '25Form ADV, monthlySep '26
How this firm compares
Regulatory AUMTop 43%
Larger than 57% of 16,369 advisers
EmployeesTop 77%
More than 23% of 16,804 advisers
Assets under management
$614.6Mregulatory AUM
Discretionary $603.7MNon-discretionary $10.9M