Sotirios Mike Pappas
Chief Compliance OfficerThe Retirement Planning Company of New England, Inc.CRD 3203303
About Sotirios Mike Pappas
Sotirios Mike Pappas is listed as Chief Compliance Officer at The Retirement Planning Company of New England, Inc. in Warwick, RI. Form ADV reports a beneficial ownership band of Under 5%. Sotirios Mike Pappas is associated with 2 registered advisers.
Reported ownership
Owns Under 5% of The Retirement Planning Company of New England, Inc.
Ownership band reported on Form ADV Schedule A
Frequently asked questions
Where does Sotirios Mike Pappas work?
Sotirios Mike Pappas is listed as Chief Compliance Officer at The Retirement Planning Company of New England, Inc. on SEC Form ADV.
How much of The Retirement Planning Company of New England, Inc. does Sotirios Mike Pappas own?
Form ADV reports a beneficial ownership band of Under 5%.
The Retirement Planning Company of New England, Inc.
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2001 |
Mystic Asset Management, Inc.
| Title | President, Ceo & Cco |
| Ownership | 50-75% |
| Control person | Yes |
| Since | 2002 |