The Retirement Planning Company of New England, Inc.
● SEC registered since 1998CRD 108705SEC# 801-55956Warwick, RI
Reg. AUM
$394.4M
Employees
4
Accounts
1,312
Location
Warwick, RI
The Retirement Planning Company of New England, Inc. assets under management
The Retirement Planning Company of New England, Inc. is an investment advisory firm registered with the SEC based in Warwick, RI. The firm has been registered since 1998. It reports $394.4 million in regulatory assets under management and employs 4 people.
The Retirement Planning Company of New England, Inc. owners & executives
2 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| David William Allaire Control | President | Over 75% | 1996 |
| Sotirios Mike Pappas Control | Chief Compliance Officer | Under 5% | 2001 |
Frequently asked questions
How much does The Retirement Planning Company of New England, Inc. manage?
The Retirement Planning Company of New England, Inc. reports $394.4 million in regulatory assets under management on its Form ADV.
How many employees does The Retirement Planning Company of New England, Inc. have?
The Retirement Planning Company of New England, Inc. reports 4 employees.
Where is The Retirement Planning Company of New England, Inc. located?
The Retirement Planning Company of New England, Inc. is based in Warwick, RI and has been SEC-registered since 1998.
Does The Retirement Planning Company of New England, Inc. disclose fund performance?
The Retirement Planning Company of New England, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 1287 Post Road, Warwick, RI 02888 |
| Phone | 401-453-5558 |
| Fax | 401-421-1451 |
| Office hours | 9:30-4:00 |
| SEC region | Boston Regional Office (BRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$394.4M▲ 17%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 54%
Larger than 46% of 16,271 advisers
EmployeesTop 69%
More than 31% of 16,825 advisers
Assets under management
$394.4Mregulatory AUM
Discretionary $371MNon-discretionary $23.4M