Nicollet Investment Management, Inc.
● SEC registered since 2000CRD 109401SEC# 801-57282Minneapolis, MN
Reg. AUM
$557.4M
Employees
9
Accounts
860
Location
Minneapolis, MN
Nicollet Investment Management, Inc. assets under management
Nicollet Investment Management, Inc. is an investment advisory firm registered with the SEC based in Minneapolis, MN. The firm has been registered since 2000. It reports $557.4 million in regulatory assets under management and employs 9 people.
Nicollet Investment Management, Inc. owners & executives
8 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Kathy Ann Carlson | Secretary/Treasurer | Under 5% | 2025 |
| Nathan R Travis Control | Co-President | Under 5% | 2025 |
| Naveen Paul Sharma Control | Chief Wealth Strategist | Under 5% | 2025 |
See all 8 owners & executives — unlock the full record.
Join to unlock · $37/moFrequently asked questions
How much does Nicollet Investment Management, Inc. manage?
Nicollet Investment Management, Inc. reports $557.4 million in regulatory assets under management on its Form ADV.
How many employees does Nicollet Investment Management, Inc. have?
Nicollet Investment Management, Inc. reports 9 employees.
Where is Nicollet Investment Management, Inc. located?
Nicollet Investment Management, Inc. is based in Minneapolis, MN and has been SEC-registered since 2000.
Does Nicollet Investment Management, Inc. disclose fund performance?
Nicollet Investment Management, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 800 Washington Avenue North, Suite 150, Minneapolis, MN 55401 |
| Phone | 612-915-3033 |
| Fax | 612-915-3034 |
| Office hours | 8:00a.m.-4:30p.m. |
| SEC region | Chicago Regional Office (CHRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$557.4M▲ 6%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 45%
Larger than 55% of 16,271 advisers
EmployeesTop 43%
More than 57% of 16,825 advisers
Assets under management
$557.4Mregulatory AUM
Discretionary $557.4M