Uzi (nmn) Rosha
Outsourced Chief Compliance OfficerNicollet Investment Management, Inc.CRD 4801414
About Uzi (nmn) Rosha
Uzi (nmn) Rosha is listed as Outsourced Chief Compliance Officer at Nicollet Investment Management, Inc. in Minneapolis, MN. Form ADV reports a beneficial ownership band of Under 5%. Uzi (nmn) Rosha is associated with 5 registered advisers.
Reported ownership
Owns Under 5% of Nicollet Investment Management, Inc.
Ownership band reported on Form ADV Schedule A
Frequently asked questions
Where does Uzi (nmn) Rosha work?
Uzi (nmn) Rosha is listed as Outsourced Chief Compliance Officer at Nicollet Investment Management, Inc. on SEC Form ADV.
How much of Nicollet Investment Management, Inc. does Uzi (nmn) Rosha own?
Form ADV reports a beneficial ownership band of Under 5%.
Nicollet Investment Management, Inc.
| Title | Outsourced Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | No |
| Since | 2025 |
Azimut Investment Advisors LLC
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | No |
| Since | 2025 |
Argentem Creek Partners LP
| Title | Chief Compliance Officer (outsourced) |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2024 |
McGinty Road Partners, LP
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2023 |
Aacp Investments, LLC
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2024 |