Northwestern Mutual Investment Management Company, LLC
● SEC registered since 2020CRD 307865SEC# 801-119948Milwaukee, WI
Ranks #47 of 6,004 private fund managers by regulatory AUM.
Reg. AUM
$323.08B
Fund GAV
$5.05B
Private funds
25
Employees
246
Accounts
32
Location
Milwaukee, WI
Northwestern Mutual Investment Management Company, LLC assets under management
Northwestern Mutual Investment Management Company, LLC is an investment advisory firm registered with the SEC based in Milwaukee, WI. The firm has been registered since 2020. It reports $323.1 billion in regulatory assets under management and employs 246 people. Northwestern Mutual Investment Management Company, LLC manages 25 private funds with combined gross assets of $5.1 billion, including 720 East CLO 2023-I, Ltd. By regulatory assets, it ranks 47 of 6,004 private fund managers.
Northwestern Mutual Investment Management Company, LLC private funds
25 funds · $5.05B GAV| Fund | Type | Gross assets | Min. |
|---|---|---|---|
| 720 East CLO 2023-I, Ltd. | Securitized Asset | $495M | $250K |
| 720 East CLO 2023-Ii, Ltd. | Securitized Asset | $446.7M | $250K |
| 720 East CLO IV, Ltd. | Securitized Asset | $446.5M | $250K |
| 720 East CLO V, Ltd. | Securitized Asset | $443.2M | $250K |
| Northwestern Mutual Capital Equity Fund VII, LP | Private Equity | $438.5M | — |
| 720 East CLO 2022-I, Ltd. | Securitized Asset | $424.5M | $250K |
| 720 East CLO VI, Ltd. | Securitized Asset | $399M | $250K |
| 720 East CLO VIII, Ltd. | Securitized Asset | $397.5M | $250K |
| 720 East CLO VII, Ltd. | Securitized Asset | $392.4M | $250K |
| Four Columns Junior Capital Fund VI, LP | Private Equity | $388.1M | $5M |
See all 25 funds — unlock the full record.
Join to unlock · $37/moNorthwestern Mutual Investment Management Company, LLC owners & executives
10 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Cindy Marie Dodge | Treasurer | Under 5% | 2025 |
| Daniel Joseph Julka Control | Director; Vice President - Private Securities | Under 5% | 2021 |
| Daniel Michael Flesch | Chief Operating Officer | Under 5% | 2024 |
| Deborah Allison Schultz Control | Director; Vice President - Chief Risk Officer | Under 5% | 2025 |
| Jason Dale Smith Control | Director; Vice President - Public Investments | Under 5% | 2024 |
| John Emerson Bentley Control | Chairman & President | Under 5% | 2025 |
| Matthew Eugene Gabrys | Chief Compliance Officer | Under 5% | 2025 |
| Raymond Jacob Auth Control | Director; Vice President - Investment Strategy | Under 5% | 2022 |
| The Northwestern Mutual Life Insurance Company Control | Sole Member/Parent, Northwestern Mutual Investment Management Company, Llc | Over 75% | 2015 |
| Thomas David Zale Control | Director; Vice President - Real Estate | Under 5% | 2015 |
Frequently asked questions
How much does Northwestern Mutual Investment Management Company, LLC manage?
Northwestern Mutual Investment Management Company, LLC reports $323.1 billion in regulatory assets under management on its Form ADV.
How many private funds does Northwestern Mutual Investment Management Company, LLC manage?
Northwestern Mutual Investment Management Company, LLC manages 25 private funds with combined gross assets of $5.1 billion.
How many employees does Northwestern Mutual Investment Management Company, LLC have?
Northwestern Mutual Investment Management Company, LLC reports 246 employees.
Where is Northwestern Mutual Investment Management Company, LLC located?
Northwestern Mutual Investment Management Company, LLC is based in Milwaukee, WI and has been SEC-registered since 2020.
Does Northwestern Mutual Investment Management Company, LLC disclose fund performance?
Northwestern Mutual Investment Management Company, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 |
| Phone | 414-665-1444 |
| Fax | 414-625-7242 |
| Office hours | 8 a.m. To 5 p.m. |
| SEC region | Chicago Regional Office (CHRO) |
| CIK | 1629649 |
| Discloses disciplinary history | Yes |
Regulatory AUM
$323.08B▲ 1076924%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 1%
Larger than 99% of 16,271 advisers
AUM vs fund managersTop 1%
Larger than 99% of 6,004 private-fund managers
Number of fundsTop 9%
More funds than 91% of fund managers
EmployeesTop 3%
More than 97% of 16,825 advisers
Assets under management
$323.08Bregulatory AUM
Discretionary $323.08B
Fund type mix
Private Equity16
Securitized Asset9
Service providers
Auditor
Custodian
Administrator