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Oppenheimer Asset Management Inc.

● SEC registered since 1988CRD 105559SEC# 801-31427New York, NY
Export (members)
Ranks #534 of 6,004 private fund managers by regulatory AUM.
Reg. AUM
$21.33B
Fund GAV
$82.6M
Private funds
3
Employees
129
Accounts
43,537
Location
New York, NY

Oppenheimer Asset Management Inc. assets under management

Oppenheimer Asset Management Inc. is a registered investment adviser overseen by the SEC based in New York, NY. The firm has been registered since 1988. It reports $21.3 billion in regulatory assets under management and employs 129 people. Oppenheimer Asset Management Inc. manages 3 private funds with combined gross assets of $82.6 million, including Aa Millennium USA Access Fund LLC. By regulatory assets, it ranks 534 of 6,004 private fund managers.

Oppenheimer Asset Management Inc. private funds

3 funds · $82.6M GAV
FundTypeGross assetsMin.
Aa Millennium USA Access Fund LLCHedge$68.1M$250K
Aa 26n Private Equity Access Fund LLCPrivate Equity$8.7M$250K
Aa Oaktree Power7 Access Fund, LLCPrivate Equity$5.8M$250K

Oppenheimer Asset Management Inc. owners & executives

14 reported
NameTitleOwnershipSince
Albert Grinsfelder Lowenthal ControlExecutive Chairman/DirectorUnder 5%2025
Brad Michael Watkins ControlSenior Vice President-CfoUnder 5%2022
Brian Alan RothIa-CcoUnder 5%2021
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Frequently asked questions

How much does Oppenheimer Asset Management Inc. manage?

Oppenheimer Asset Management Inc. reports $21.3 billion in regulatory assets under management on its Form ADV.

How many private funds does Oppenheimer Asset Management Inc. manage?

Oppenheimer Asset Management Inc. manages 3 private funds with combined gross assets of $82.6 million.

How many employees does Oppenheimer Asset Management Inc. have?

Oppenheimer Asset Management Inc. reports 129 employees.

Where is Oppenheimer Asset Management Inc. located?

Oppenheimer Asset Management Inc. is based in New York, NY and has been SEC-registered since 1988.

Does Oppenheimer Asset Management Inc. disclose fund performance?

Oppenheimer Asset Management Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address85 Broad Street, New York, NY 10004
Phone212-668-8000
Office hours9:00a.m. To 5:00p.m.
SEC regionNew York Regional Office (NYRO)
Discloses disciplinary historyYes

Regulatory AUM

$21.33B▲ 7%
Mar '25 — $19.97BApr '25 — $19.97BMay '25 — $19.97BJun '25 — $19.97BJul '25 — $19.97BAug '25 — $19.97BSep '25 — $19.97BOct '25 — $19.97BNov '25 — $19.97BDec '25 — $19.97BJan '26 — $19.97BFeb '26 — $19.97BMar '26 — $21.33BApr '26 — $21.33BMay '26 — $21.33BJun '26 — $21.33B
Mar '25Form ADV, monthlyJun '26

How this firm compares

Regulatory AUMTop 5%
Larger than 95% of 16,271 advisers
AUM vs fund managersTop 9%
Larger than 91% of 6,004 private-fund managers
Number of fundsTop 53%
More funds than 47% of fund managers
EmployeesTop 6%
More than 94% of 16,825 advisers

Assets under management

$21.33Bregulatory AUM
Discretionary $16.33BNon-discretionary $5B

Fund type mix

Private Equity2
Hedge1

Service providers

Auditor
Custodian
Administrator