Brian Alan Roth
Ia-CcoOppenheimer Asset Management Inc.CRD 1424322
About Brian Alan Roth
Brian Alan Roth is listed as Ia-Cco at Oppenheimer Asset Management Inc. in New York, NY. Form ADV reports a beneficial ownership band of Under 5%. Brian Alan Roth is associated with 2 registered advisers.
Reported ownership
Owns Under 5% of Oppenheimer Asset Management Inc.
Ownership band reported on Form ADV Schedule A
Frequently asked questions
Where does Brian Alan Roth work?
Brian Alan Roth is listed as Ia-Cco at Oppenheimer Asset Management Inc. on SEC Form ADV.
How much of Oppenheimer Asset Management Inc. does Brian Alan Roth own?
Form ADV reports a beneficial ownership band of Under 5%.
Oppenheimer Asset Management Inc.
| Title | Ia-Cco |
| Ownership | Under 5% |
| Control person | No |
| Since | 2021 |
Oppenheimer Alternative Investment Management, LLC
| Title | Cco-Ia |
| Ownership | Under 5% |
| Control person | No |
| Since | 2020 |