Oppenheimer + Close, LLC
● SEC registered since 1989CRD 15168SEC# 801-34964New York, NY
Reg. AUM
$93M
Employees
5
Accounts
127
Location
New York, NY
Oppenheimer + Close, LLC assets under management
Oppenheimer + Close, LLC is an SEC-registered investment adviser based in New York, NY. The firm has been registered since 1989. It reports $93 million in regulatory assets under management and employs 5 people.
Oppenheimer + Close, LLC owners & executives
2 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Carl Kirby Oppenheimer Control | Director, Managing Member / Chief Compliance Officer | Over 75% | 2007 |
| Kirsten Beaven Oppenheimer | Member | 10-25% | 2021 |
Frequently asked questions
How much does Oppenheimer + Close, LLC manage?
Oppenheimer + Close, LLC reports $93 million in regulatory assets under management on its Form ADV.
How many employees does Oppenheimer + Close, LLC have?
Oppenheimer + Close, LLC reports 5 employees.
Where is Oppenheimer + Close, LLC located?
Oppenheimer + Close, LLC is based in New York, NY and has been SEC-registered since 1989.
Does Oppenheimer + Close, LLC disclose fund performance?
Oppenheimer + Close, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 119 W 57th Street, Suite 1515, New York, NY 10019-2303 |
| Phone | 212-489-7527 |
| Fax | 212-489-1626 |
| Office hours | 9:00a.m. To 5:00p.m. |
| SEC region | New York Regional Office (NYRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$93M▲ 18%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 94%
Larger than 6% of 16,271 advisers
EmployeesTop 62%
More than 38% of 16,825 advisers
Assets under management
$93Mregulatory AUM
Discretionary $89.6MNon-discretionary $3.4M