Carl Kirby Oppenheimer
Director, Managing Member / Chief Compliance OfficerOppenheimer + Close, LLCCRD 3139451
About Carl Kirby Oppenheimer
Carl Kirby Oppenheimer is listed as Director, Managing Member / Chief Compliance Officer at Oppenheimer + Close, LLC in New York, NY. Form ADV reports a beneficial ownership band of Over 75%. Carl Kirby Oppenheimer is associated with 5 registered advisers.
Reported ownership
Owns Over 75% of Oppenheimer + Close, LLC
Ownership band reported on Form ADV Schedule A
Frequently asked questions
Where does Carl Kirby Oppenheimer work?
Carl Kirby Oppenheimer is listed as Director, Managing Member / Chief Compliance Officer at Oppenheimer + Close, LLC on SEC Form ADV.
How much of Oppenheimer + Close, LLC does Carl Kirby Oppenheimer own?
Form ADV reports a beneficial ownership band of Over 75%.
Oppenheimer + Close, LLC
| Title | Director, Managing Member / Chief Compliance Officer |
| Ownership | Over 75% |
| Control person | Yes |
| Since | 2007 |
Malabar Investments, LLC
| Title | Manager |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2012 |
Malabar Investments, LLC
| Title | Partner |
| Ownership | 25-50% |
| Control person | Yes |
| Since | 2012 |
Malabar Investments, LLC
| Title | Partner |
| Ownership | 25-50% |
| Control person | Yes |
| Since | 2012 |