Optimal Capital Advisors, LLC
● SEC registered since 2007CRD 144719SEC# 801-68219Traverse City, MI
Ranks #5,613 of 6,004 private fund managers by regulatory AUM.
Reg. AUM
$119.9M
Fund GAV
$100.4M
Private funds
13
Employees
2
Accounts
223
Location
Traverse City, MI
Optimal Capital Advisors, LLC assets under management
Optimal Capital Advisors, LLC is a registered investment adviser overseen by the SEC based in Traverse City, MI. The firm has been registered since 2007. It reports $119.9 million in regulatory assets under management and employs 2 people. Optimal Capital Advisors, LLC manages 13 private funds with combined gross assets of $100.4 million, including Optimal Sic 6x9, LLC. By regulatory assets, it ranks 5,613 of 6,004 private fund managers.
Optimal Capital Advisors, LLC private funds
13 funds · $100.4M GAV| Fund | Type | Gross assets | Min. |
|---|---|---|---|
| Optimal Sic 6x9, LLC | Private Equity | $34.1M | $50K |
| Optimal Health Advocates Fund | Private Equity | $14.7M | $50K |
| Optimal McAp Fund II, LLC | Real Estate | $9.7M | $50K |
See all 13 funds — unlock the full record.
Join to unlock · $37/moOptimal Capital Advisors, LLC owners & executives
1 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Joseph Patrick Batcha III Control | Principal/ Chief Compliance Officer | 50-75% | 2006 |
Frequently asked questions
How much does Optimal Capital Advisors, LLC manage?
Optimal Capital Advisors, LLC reports $119.9 million in regulatory assets under management on its Form ADV.
How many private funds does Optimal Capital Advisors, LLC manage?
Optimal Capital Advisors, LLC manages 13 private funds with combined gross assets of $100.4 million.
How many employees does Optimal Capital Advisors, LLC have?
Optimal Capital Advisors, LLC reports 2 employees.
Where is Optimal Capital Advisors, LLC located?
Optimal Capital Advisors, LLC is based in Traverse City, MI and has been SEC-registered since 2007.
Does Optimal Capital Advisors, LLC disclose fund performance?
Optimal Capital Advisors, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 12935 SW Bayshore Dr, Suite 305, Traverse City, MI 49684 |
| Phone | 231-933-4677 |
| Fax | 231-933-4676 |
| Office hours | 9:00a.m. To 5:00p.m. |
| SEC region | Chicago Regional Office (CHRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$119.9M▲ 1%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 89%
Larger than 11% of 16,271 advisers
AUM vs fund managersTop 93%
Larger than 7% of 6,004 private-fund managers
Number of fundsTop 19%
More funds than 81% of fund managers
EmployeesTop 86%
More than 14% of 16,825 advisers
Assets under management
$119.9Mregulatory AUM
Discretionary $119.9M
Fund type mix
Private Equity9
Real Estate2
Other Private2
Service providers
Custodian