Ostrofe Financial Consultants Inc
● SEC registered since 1989CRD 110064SEC# 801-34048Grass Valley, CA
Reg. AUM
$386.4M
Employees
9
Accounts
1,625
Location
Grass Valley, CA
Ostrofe Financial Consultants Inc assets under management
Ostrofe Financial Consultants Inc is an SEC-registered investment adviser based in Grass Valley, CA. The firm has been registered since 1989. It reports $386.4 million in regulatory assets under management and employs 9 people.
Ostrofe Financial Consultants Inc owners & executives
2 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Patricia Anne Lum | Chief Compliance Officer | Under 5% | 2000 |
| Seth Tyler Leishman Control | President | Over 75% | 2018 |
Frequently asked questions
How much does Ostrofe Financial Consultants Inc manage?
Ostrofe Financial Consultants Inc reports $386.4 million in regulatory assets under management on its Form ADV.
How many employees does Ostrofe Financial Consultants Inc have?
Ostrofe Financial Consultants Inc reports 9 employees.
Where is Ostrofe Financial Consultants Inc located?
Ostrofe Financial Consultants Inc is based in Grass Valley, CA and has been SEC-registered since 1989.
Does Ostrofe Financial Consultants Inc disclose fund performance?
Ostrofe Financial Consultants Inc is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 420 Sierra College Drive, Suite 200, Grass Valley, CA 95945 |
| Phone | 530-273-4425 |
| Fax | 530-273-4891 |
| Office hours | 8:00a.m.-5:00p.m. |
| SEC region | San Francisco Regional Office (SFRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$386.4M▲ 22%
Feb '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 55%
Larger than 45% of 16,271 advisers
EmployeesTop 43%
More than 57% of 16,825 advisers
Assets under management
$386.4Mregulatory AUM
Discretionary $386.4M