Patricia Anne Lum
Chief Compliance OfficerOstrofe Financial Consultants IncCRD 2188549
About Patricia Anne Lum
Patricia Anne Lum is listed as Chief Compliance Officer at Ostrofe Financial Consultants Inc in Grass Valley, CA. Form ADV reports a beneficial ownership band of Under 5%.
Reported ownership
Owns Under 5% of Ostrofe Financial Consultants Inc
Ownership band reported on Form ADV Schedule A
Frequently asked questions
Where does Patricia Anne Lum work?
Patricia Anne Lum is listed as Chief Compliance Officer at Ostrofe Financial Consultants Inc on SEC Form ADV.
How much of Ostrofe Financial Consultants Inc does Patricia Anne Lum own?
Form ADV reports a beneficial ownership band of Under 5%.
Ostrofe Financial Consultants Inc
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | No |
| Since | 2000 |