Ot Financial, LLC
● SEC registered since 2021CRD 170738SEC# 801-121769Troy, OH
Reg. AUM
$169.8M
Employees
2
Accounts
240
Location
Troy, OH
Ot Financial, LLC assets under management
Ot Financial, LLC operates as an SEC-registered investment adviser based in Troy, OH. The firm has been registered since 2021. It reports $169.8 million in regulatory assets under management and employs 2 people.
Ot Financial, LLC owners & executives
1 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Thomas Joseph Kleptz Control | Principal And Chief Compliance Officer | Over 75% | 2010 |
Frequently asked questions
How much does Ot Financial, LLC manage?
Ot Financial, LLC reports $169.8 million in regulatory assets under management on its Form ADV.
How many employees does Ot Financial, LLC have?
Ot Financial, LLC reports 2 employees.
Where is Ot Financial, LLC located?
Ot Financial, LLC is based in Troy, OH and has been SEC-registered since 2021.
Does Ot Financial, LLC disclose fund performance?
Ot Financial, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 220 West Main Street, Troy, OH 45373 |
| Phone | 937-875-2550 |
| Fax | 937-875-2553 |
| Office hours | 9 a.m. To 5 p.m. |
| SEC region | Chicago Regional Office (CHRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$169.8M▲ 19%
Jan '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 80%
Larger than 20% of 16,271 advisers
EmployeesTop 86%
More than 14% of 16,825 advisers
Assets under management
$169.8Mregulatory AUM
Discretionary $169.8M