Thomas Joseph Kleptz
Principal And Chief Compliance OfficerOt Financial, LLCCRD 6317813
About Thomas Joseph Kleptz
Thomas Joseph Kleptz is listed as Principal And Chief Compliance Officer at Ot Financial, LLC in Troy, OH. Form ADV reports a beneficial ownership band of Over 75%.
Reported ownership
Owns Over 75% of Ot Financial, LLC
Ownership band reported on Form ADV Schedule A
Frequently asked questions
Where does Thomas Joseph Kleptz work?
Thomas Joseph Kleptz is listed as Principal And Chief Compliance Officer at Ot Financial, LLC on SEC Form ADV.
How much of Ot Financial, LLC does Thomas Joseph Kleptz own?
Form ADV reports a beneficial ownership band of Over 75%.
Ot Financial, LLC
| Title | Principal And Chief Compliance Officer |
| Ownership | Over 75% |
| Control person | Yes |
| Since | 2010 |