Pathways Advisory Group, Inc.
● SEC registered since 2007CRD 143817SEC# 801-67921Fresno, CA
Reg. AUM
$388.5M
Employees
10
Accounts
1,013
Location
Fresno, CA
About Pathways Advisory Group
Pathways Advisory Group offers investment management, tax planning, retirement planning, accumulation and withdrawal planning, and estate and beneficiary planning. It takes a thoughtful, personalized approach for clients building wealth, securing retirement, or planning legacies.
Summary based on the firm’s website.
Pathways Advisory Group, Inc. assets under management
Pathways Advisory Group, Inc. is an investment advisory firm registered with the SEC based in Fresno, CA. The firm has been registered since 2007. It reports $388.5 million in regulatory assets under management and employs 10 people.
Pathways Advisory Group, Inc. owners & executives
3 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Dustin Joseph Smith Control | Vice-President | 25-50% | 2014 |
| Jeffrey Scott Karst Control | President | 25-50% | 2015 |
| Nicole Leanne Swanson Control | Secretary, Chief Compliance Officer | 25-50% | 2022 |
Frequently asked questions
How much does Pathways Advisory Group, Inc. manage?
Pathways Advisory Group, Inc. reports $388.5 million in regulatory assets under management on its Form ADV.
How many employees does Pathways Advisory Group, Inc. have?
Pathways Advisory Group, Inc. reports 10 employees.
Where is Pathways Advisory Group, Inc. located?
Pathways Advisory Group, Inc. is based in Fresno, CA and has been SEC-registered since 2007.
Does Pathways Advisory Group, Inc. disclose fund performance?
Pathways Advisory Group, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 684 West Cromwell Avenue, Suite 103, Fresno, CA 93711 |
| Phone | 559-431-4700 |
| Fax | 559-431-4701 |
| Office hours | 8:00 a.m. - 4:30 p.m. |
| SEC region | San Francisco Regional Office (SFRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$388.5M▲ 41%
Feb '25Form ADV, monthlySep '26
How this firm compares
Regulatory AUMTop 55%
Larger than 45% of 16,369 advisers
EmployeesTop 40%
More than 60% of 16,804 advisers
Assets under management
$388.5Mregulatory AUM
Discretionary $0Non-discretionary $388.5M