Nicole Leanne Swanson
Secretary, Chief Compliance OfficerPathways Advisory Group, Inc.CRD 7523959
About Nicole Leanne Swanson
Nicole Leanne Swanson is listed as Secretary, Chief Compliance Officer at Pathways Advisory Group, Inc. in Fresno, CA. Form ADV reports a beneficial ownership band of 25-50%.
Reported ownership
Owns 25-50% of Pathways Advisory Group, Inc.
Ownership band reported on Form ADV Schedule A
Frequently asked questions
Where does Nicole Leanne Swanson work?
Nicole Leanne Swanson is listed as Secretary, Chief Compliance Officer at Pathways Advisory Group, Inc. on SEC Form ADV.
How much of Pathways Advisory Group, Inc. does Nicole Leanne Swanson own?
Form ADV reports a beneficial ownership band of 25-50%.
Pathways Advisory Group, Inc.
| Title | Secretary, Chief Compliance Officer |
| Ownership | 25-50% |
| Control person | Yes |
| Since | 2022 |