Pathworks Financial, Inc.
● SEC registered since 2021CRD 138393SEC# 801-120476Novi, MI
Reg. AUM
$279.3M
Employees
8
Accounts
1,034
Location
Novi, MI
About Pathworks Financial
Pathworks Financial combines personalized financial planning with education so clients understand their finances and feel confident in decisions. It provides independent fiduciary planning and wealth management spanning investments, retirement, tax, and estate considerations.
Summary based on the firm’s website.
Pathworks Financial, Inc. assets under management
Pathworks Financial, Inc. is an investment advisory firm registered with the SEC based in Novi, MI. The firm has been registered since 2021. It reports $279.3 million in regulatory assets under management and employs 8 people.
Pathworks Financial, Inc. owners & executives
2 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Bryan Scott Smith | Vice President | 25-50% | 2020 |
| Douglas Scott Smith Control | President And Chief Compliance Officer | Over 75% | 2005 |
Frequently asked questions
How much does Pathworks Financial, Inc. manage?
Pathworks Financial, Inc. reports $279.3 million in regulatory assets under management on its Form ADV.
How many employees does Pathworks Financial, Inc. have?
Pathworks Financial, Inc. reports 8 employees.
Where is Pathworks Financial, Inc. located?
Pathworks Financial, Inc. is based in Novi, MI and has been SEC-registered since 2021.
Does Pathworks Financial, Inc. disclose fund performance?
Pathworks Financial, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 43155 Main Street, Suite 212, Novi, MI 48375 |
| Phone | 248-946-4515 |
| Fax | 248-412-5263 |
| Office hours | 9:00 a.m. - 4:30 p.m. |
| SEC region | Chicago Regional Office (CHRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$279.3M▲ 18%
Jan '25Form ADV, monthlyOct '26
How this firm compares
Regulatory AUMTop 64%
Larger than 36% of 16,389 advisers
EmployeesTop 47%
More than 53% of 16,799 advisers
Assets under management
$279.3Mregulatory AUM
Discretionary $187.6MNon-discretionary $91.6M