Peak Capital Management, LLC
● SEC registered since 2008CRD 141488SEC# 801-69009Greenwood Village, CO
Reg. AUM
$165.2M
Employees
5
Accounts
289
Location
Greenwood Village, CO
Peak Capital Management, LLC assets under management
Peak Capital Management, LLC is an SEC-registered investment adviser based in Greenwood Village, CO. The firm has been registered since 2008. It reports $165.2 million in regulatory assets under management and employs 5 people.
Peak Capital Management, LLC owners & executives
5 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Bayard Nmn Dodge Control | Chief Compliance Officer | Under 5% | 2023 |
| Brian David Lockhart Control | Chief Executive Officer, Chief Investment Officer | 10-25% | 2006 |
| Shepherd Kaplan Krochuk, LLC Control | Managing Member | Over 75% | 2020 |
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Join to unlock · $37/moFrequently asked questions
How much does Peak Capital Management, LLC manage?
Peak Capital Management, LLC reports $165.2 million in regulatory assets under management on its Form ADV.
How many employees does Peak Capital Management, LLC have?
Peak Capital Management, LLC reports 5 employees.
Where is Peak Capital Management, LLC located?
Peak Capital Management, LLC is based in Greenwood Village, CO and has been SEC-registered since 2008.
Does Peak Capital Management, LLC disclose fund performance?
Peak Capital Management, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 9250 East Costilla Avenue, Suite 110, Greenwood Village, CO 80112 |
| Phone | 720 361-4016 |
| Fax | 719-465-1386 |
| Office hours | 8a.m.-4:30p.m. (Mst) |
| SEC region | Denver Regional Office (DRO) |
| CIK | 17104 |
| Discloses disciplinary history | Yes |
Regulatory AUM
$165.2M▲ 11%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 80%
Larger than 20% of 16,271 advisers
EmployeesTop 62%
More than 38% of 16,825 advisers
Assets under management
$165.2Mregulatory AUM
Discretionary $96.6MNon-discretionary $68.6M