Bayard Nmn Dodge
Chief Compliance OfficerShepherd Kaplan LLCCRD 6067641
About Bayard Nmn Dodge
Bayard Nmn Dodge is listed as Chief Compliance Officer at Shepherd Kaplan LLC in Boston, MA. Form ADV reports a beneficial ownership band of Under 5%. Bayard Nmn Dodge is associated with 3 registered advisers.
Reported ownership
Owns Under 5% of Shepherd Kaplan LLC
Ownership band reported on Form ADV Schedule A
Frequently asked questions
Where does Bayard Nmn Dodge work?
Bayard Nmn Dodge is listed as Chief Compliance Officer at Shepherd Kaplan LLC on SEC Form ADV.
How much of Shepherd Kaplan LLC does Bayard Nmn Dodge own?
Form ADV reports a beneficial ownership band of Under 5%.
Shepherd Kaplan LLC
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2023 |
Shepherd Kaplan Krochuk, LLC
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2023 |
Peak Capital Management, LLC
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2023 |