Shepherd Kaplan LLC
● SEC registered since 2003CRD 128244SEC# 801-62349Boston, MA
Reg. AUM
$10.16B
Employees
42
Accounts
1,389
Location
Boston, MA
Shepherd Kaplan LLC assets under management
Shepherd Kaplan LLC is an SEC-registered investment adviser based in Boston, MA. The firm has been registered since 2003. It reports $10.2 billion in regulatory assets under management and employs 42 people.
Shepherd Kaplan LLC owners & executives
7 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Bayard Nmn Dodge Control | Chief Compliance Officer | Under 5% | 2023 |
| David Charles Kaplan Control | Co-Ceo | Under 5% | 2003 |
| David Morris Shepherd Control | Co-Ceo | Under 5% | 2003 |
See all 7 owners & executives — unlock the full record.
Join to unlock · $37/moFrequently asked questions
How much does Shepherd Kaplan LLC manage?
Shepherd Kaplan LLC reports $10.2 billion in regulatory assets under management on its Form ADV.
How many employees does Shepherd Kaplan LLC have?
Shepherd Kaplan LLC reports 42 employees.
Where is Shepherd Kaplan LLC located?
Shepherd Kaplan LLC is based in Boston, MA and has been SEC-registered since 2003.
Does Shepherd Kaplan LLC disclose fund performance?
Shepherd Kaplan LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 53 State Street, 23rd Floor, Boston, MA 02109-2820 |
| Phone | 617-896-1600 |
| Fax | 617-896-1650 |
| Office hours | 8:30a.m. To 5:30p.m. |
| SEC region | Boston Regional Office (BRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$10.16B▲ 8%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 8%
Larger than 92% of 16,271 advisers
EmployeesTop 14%
More than 86% of 16,825 advisers
Assets under management
$10.16Bregulatory AUM
Discretionary $862.2MNon-discretionary $9.29B