Peak Wealth Management LLC
● SEC registered since 2024CRD 332411SEC# 801-130972Saratoga Springs, NY
Reg. AUM
$39M
Employees
1
Accounts
127
Location
Saratoga Springs, NY
Peak Wealth Management LLC assets under management
Peak Wealth Management LLC is a registered investment adviser overseen by the SEC based in Saratoga Springs, NY. The firm has been registered since 2024. It reports $39 million in regulatory assets under management and employs 1 people.
Peak Wealth Management LLC owners & executives
1 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| James Thomas Cox Control | Founder And Chief Compliance Officer | Over 75% | 2024 |
Frequently asked questions
How much does Peak Wealth Management LLC manage?
Peak Wealth Management LLC reports $39 million in regulatory assets under management on its Form ADV.
How many employees does Peak Wealth Management LLC have?
Peak Wealth Management LLC reports 1 employees.
Where is Peak Wealth Management LLC located?
Peak Wealth Management LLC is based in Saratoga Springs, NY and has been SEC-registered since 2024.
Does Peak Wealth Management LLC disclose fund performance?
Peak Wealth Management LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 125 High Rock Avenue, Suite 104, Saratoga Springs, NY 12866 |
| Phone | 518-441-2285 |
| Office hours | By Appointment Only |
| SEC region | New York Regional Office (NYRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$39M▲ 50%
Feb '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 97%
Larger than 3% of 16,271 advisers
EmployeesTop 94%
More than 6% of 16,825 advisers
Assets under management
$39Mregulatory AUM
Discretionary $39M