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Pembrook Capital Management LLC

● SEC registered since 2012CRD 161420SEC# 801-73481New York, NY
Export (members)
Ranks #3,991 of 6,004 private fund managers by regulatory AUM.
Reg. AUM
$468.5M
Fund GAV
$327.5M
Private funds
4
Employees
11
Accounts
6
Location
New York, NY

Pembrook Capital Management LLC assets under management

Pembrook Capital Management LLC is an SEC-registered investment adviser based in New York, NY. The firm has been registered since 2012. It reports $468.5 million in regulatory assets under management and employs 11 people. Pembrook Capital Management LLC manages 4 private funds with combined gross assets of $327.5 million, including Pci Investors Fund III, LLC. By regulatory assets, it ranks 3,991 of 6,004 private fund managers.

Pembrook Capital Management LLC private funds

4 funds · $327.5M GAV
FundTypeGross assetsMin.
Pci Investors Fund III, LLCHedge$115.9M$10M
Pci Investors Fund IV, LLCHedge$110.8M$5M
Pci IV Preferred Equity Issuer, LLCHedge$53M$5M
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Pembrook Capital Management LLC owners & executives

7 reported
NameTitleOwnershipSince
John K Malysa ControlManaging DirectorUnder 5%2022
Maxwell Robert Baker ControlChief Compliance OfficerUnder 5%2023
Sjb Associates, Inc. ControlMajority Shareholder10-25%2011
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Frequently asked questions

How much does Pembrook Capital Management LLC manage?

Pembrook Capital Management LLC reports $468.5 million in regulatory assets under management on its Form ADV.

How many private funds does Pembrook Capital Management LLC manage?

Pembrook Capital Management LLC manages 4 private funds with combined gross assets of $327.5 million.

How many employees does Pembrook Capital Management LLC have?

Pembrook Capital Management LLC reports 11 employees.

Where is Pembrook Capital Management LLC located?

Pembrook Capital Management LLC is based in New York, NY and has been SEC-registered since 2012.

Does Pembrook Capital Management LLC disclose fund performance?

Pembrook Capital Management LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address485 Madison Avenue, 22nd Floor, New York, NY 10022
Phone212-906-8682
Fax212-906-8699
Office hours9:00 a.m.- 5:00 p.m.
SEC regionNew York Regional Office (NYRO)
Discloses disciplinary historyNo

Regulatory AUM

$468.5M▼ 12%
Mar '25 — $532.1MApr '25 — $532.1MMay '25 — $532.1MJun '25 — $532.1MJul '25 — $532.1MAug '25 — $532.1MSep '25 — $532.1MOct '25 — $532.1MNov '25 — $532.1MDec '25 — $532.1MJan '26 — $532.1MFeb '26 — $532.1MMar '26 — $468.5MApr '26 — $468.5MMay '26 — $468.5MJun '26 — $468.5M
Mar '25Form ADV, monthlyJun '26

How this firm compares

Regulatory AUMTop 50%
Larger than 50% of 16,271 advisers
AUM vs fund managersTop 66%
Larger than 34% of 6,004 private-fund managers
Number of fundsTop 46%
More funds than 54% of fund managers
EmployeesTop 38%
More than 62% of 16,825 advisers

Assets under management

$468.5Mregulatory AUM
Discretionary $468.5M

Service providers